Risk and Governance
Enterprise risk frameworks, board and committee governance, internal control design, model risk validation and consumer protection.
Class A — Documentation and assessment
| Service | Turnaround |
|---|---|
| AI/ML Model Risk Validation Independent validation of a machine learning model in production: performance, stability, explainability and the governance around it. | 5 business days |
| Anti-Bribery and Corruption Programme An anti-bribery programme aligned to ISO 37001, covering gifts, facilitation payments, third-party intermediaries and whistleblowing. | 5 business days |
| Consumer Protection and Complaints Framework A complaints and fair-treatment framework meeting the CBN Consumer Protection Framework, with the reporting your regulator expects. | 5 business days |
| Corporate Governance Framework and Board Charters Board and committee charters, delegation of authority and a governance framework compliant with the codes that apply to your entity. | 5 business days |
| Credit Scoring Model Validation and Bias Audit Validation of a credit scoring model including fairness testing across protected characteristics. | 5 business days |
| Digital Lending Compliance Assessment An assessment against the digital lending rules in your market, covering pricing disclosure, data use and debt collection conduct. | 5 business days |
| ERM Framework, Risk Register and KRI Library An enterprise risk management framework with a populated risk register and key risk indicators that produce a usable board report. | 5 business days |
| ESG and IFRS S1/S2 Reporting Readiness Readiness for sustainability disclosure under IFRS S1 and S2, including climate-related risk identification. | 5 business days |
| Financial Promotions and Marketing Compliance Review A review of your marketing and in-product messaging against financial promotions rules, before a regulator does it for you. | 5 business days |
| Fraud Risk Management Framework A fraud risk framework covering first-party, third-party and internal fraud, with chargeback and dispute handling. | 5 business days |
| Internal Control Framework Design An internal control framework built on COSO, with controls documented at a level that supports testing rather than assertion. | 5 business days |
| Operational Resilience and Critical Service Mapping Identification of your important business services, the resources they depend on, and the maximum disruption each can tolerate. | 5 business days |
| Outsourcing and Third-Party Risk Framework A framework for managing outsourced and third-party relationships, including the material-outsourcing notifications your regulator requires. | 5 business days |
Class D — Retainer
| Service | Turnaround |
|---|---|
| Board and Executive Briefing A briefing session for your board on a specific regulatory topic and the personal accountability attached to it. | Ongoing |
| Certification Exam Preparation Structured preparation for CAMS, CISA, CISM or ICA certification. | Ongoing |
| Open-Enrolment Course Seat A single seat on a scheduled open-enrolment course. | Ongoing |
| Outsourced Compliance Officer A named compliance officer covering conduct, consumer protection and licence conditions outside the AML perimeter. | Ongoing |
| Policy Library Subscription Access to the maintained policy library with an annual refresh reflecting regulatory change. | Ongoing |
| Private Cohort Training A private course delivered for your team, tailored to your products and risks. | Ongoing |
| Security and Compliance Training Programme An annual training programme across AML, privacy and security, with completion tracking you can show an examiner. | Ongoing |