AML, CFT and Financial Crime
Policy, risk assessment, transaction monitoring, sanctions screening and independent testing, aligned to the requirements of each regulator you answer to.
Class A — Documentation and assessment
| Service | Turnaround |
|---|---|
| AML/CFT Gap Assessment and Remediation Roadmap A measured comparison of your current programme against what your regulator expects, with a prioritised, costed plan to close the difference. | 5 business days |
| AML/CFT Training Curriculum and Materials Role-differentiated training content with assessment, built so you can evidence competence to an examiner rather than just attendance. | 5 business days |
| AML/CFT/CPF Policy and Procedures Manual A board-ready anti-money-laundering, counter-terrorist-financing and counter-proliferation-financing manual written against the regulations that apply to your licence. | 5 business days |
| Board and Senior Management AML Briefing Pack A briefing that tells your board what it is personally accountable for, in language that does not require them to be compliance specialists. | 5 business days |
| Crypto Travel Rule Compliance Framework Travel Rule compliance design for virtual asset service providers: originator and beneficiary data, counterparty due diligence and unhosted wallet handling. | 5 business days |
| Enterprise-Wide ML/TF/PF Risk Assessment A documented assessment of your inherent money-laundering, terrorist-financing and proliferation-financing risk, the controls against it, and the residual risk your board must accept. | 5 business days |
| KYB and Beneficial Ownership Framework Know-your-business procedures and a workable method for identifying ultimate beneficial owners through layered corporate structures. | 5 business days |
| KYC/CDD/EDD Programme and Customer Risk Rating Model Customer due diligence procedures and a documented, defensible risk-rating model that your systems can actually implement. | 5 business days |
| Sanctions and PEP Screening Programme Design Screening programme design covering list coverage, matching thresholds, alert handling and the governance around tuning decisions. | 5 business days |
| STR/SAR Filing Playbook and goAML Guide A working procedure for identifying, escalating and filing suspicious transaction reports, including practical goAML submission guidance. | 5 business days |
| Transaction Monitoring Model Validation Independent validation of your monitoring system, including above-the-line and below-the-line testing to establish whether thresholds are set where they should be. | 5 business days |
| Transaction Monitoring Rules Design and Tuning Scenario design and threshold calibration for your monitoring system, with the statistical basis for every threshold documented. | 5 business days |
| Wolfsberg CBDDQ Completion Pack A completed Correspondent Banking Due Diligence Questionnaire with the supporting evidence pack correspondent banks actually ask for. | 5 business days |
Class C — Scoped engagement
| Service | Turnaround |
|---|---|
| AML Alert Backlog and Look-Back Review Clearance of an alert backlog or a historic transaction look-back, usually following an examination finding. | As scoped |
| Independent AML/CFT Audit The periodic independent test of your AML/CFT programme that regulation requires, conducted by a team with no involvement in building what is being tested. | As scoped |
Class D — Retainer
| Service | Turnaround |
|---|---|
| Full Compliance Function MLRO, Data Protection Officer and virtual CISO delivered as one function, with a single point of accountability. | Ongoing |
| Outsourced Money Laundering Reporting Officer A named, qualified MLRO carrying out the role for your firm, including regulator-facing responsibility and board reporting. | Ongoing |